Securities Law Blog

Welcome to our Securities Law Blog. Corporate Securities Legal LLP focuses on all aspects of the issuance of securities and the practice of securities law and periodic reporting required by the Securities & Exchange Commission.

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The Securities Law Blog focuses on many topics, including:

  • Taking Your Company Public
  • Drafting Form 10, S-1, S-3, and S-8 Registration Statements
  • Conducting Reverse Mergers
  • Structuring Registered Public Offerings
  • Maintaining Compliance with the Over-the-Counter Markets such as OTCBB, OTCQB and OTCQX
  • Maintaining Compliance with NASDAQ, and the New York Stock Exchange
  • Maintaining Compliance with FINRA, the SEC and DTC
  • Drafting Private Placement Memoranda
  • Fulfilling the Reporting Requirements of the Securities & Exchange Commission (SEC)
  • 1934 Act Reporting Requirements
  • Satisfying the Current Information Reporting Requirements of OTCMarkets.com
  • Operating as Ongoing public companies to Small and Mid-Size Public Issuers, Private Companies Going Public, Officers, Directors and Shareholders of Publicly-Traded Companies
  • Public companies going private
  • Title III Crowdfunding
  • Regulation D private placements
  • Mergers & Acquisitions
About Us

Unrivaled Knowledge and Expertise for Your Business Needs

Corporate Securities Legal LLP is a boutique corporate and securities law firm with offices in New York City and Southern California. Our experience in working with small to mid-size publicly traded companies is only exceeded by our ability to adapt. As the economic and regulatory landscape changes, we do as well. Our securities law firm is constantly evolving in order to stay abreast of regulatory changes and trends in the industry. The corporate finance landscape is perpetually changing and our securities attorneys adapt just as quickly. We provide our valued clientele with the most cutting edge corporate legal services at all times.

As a business law firm, we devote our practice to providing quality, efficient and cost-effective services for both entrepreneurs and startups as well as established companies. Our legal team is well-versed in all aspects of business formation and transactions, including mergers and acquisitions and venture capital transactions. We also provide guidance on the complex application of securities law and regulatory compliance. This Securities Law Blog is updated with posts by our attorneys and staff highlighting changes in the area of Securities Law.  Keep an eye on our securities law blog to stay up to date!

Blog Posts

Will Your Company’s Initial Public Offering be Successful?
February 15, 2019

Will Your Company’s Initial Public Offering be Successful? When the time comes to take your [...]

Initial Public Offerings on the Rise
February 14, 2019

Initial Public Offerings are on the Rise On July 5, 2018, Marketwatch reported that the [...]

Expertise is Critical in Mergers & Acquisitions
February 13, 2019

Expertise is critical in mergers & acquisitions transactions Forbes Magazine recently published an article about [...]

When will a General Solicitation ruin your ability to rely on Rule 506(b)?
February 12, 2019

When will a general solicitation ruin your ability to rely on Rule 506(b)? Section 4(a)(2) [...]

SEC Enforcement on the Rise in 2018
February 12, 2019

SEC Enforcement is on the rise in 2018 The Securities and Exchange Commission recently released [...]

Entrepreneurs Need Term Sheets
January 16, 2019

According to Forbes, “The term sheet is one of the most critical documents an entrepreneur [...]

SEC Enforcement During the Government Shutdown
January 15, 2019

SEC Enforcement During the Government Shutdown. Is the SEC enforcing its laws right now? On [...]

Can You Ruin Your Exemption through a General Solicitation of Securities?
January 15, 2019

Can You Ruin Your Exemption through a General Solicitation of Securities? Section 4(a)(2) of Rule [...]

What is General Solicitation When Selling and Marketing Securities?
January 15, 2019

What is General Solicitation When Selling and Marketing Securities? General Solicitation is the act of [...]

SEC Suspends Cryptocurrency Offering
January 15, 2019

The Securities and Exchange Commission suspended trading in the securities of Nevada-based American Retail Group, [...]