Who are we?

A boutique law firm focused on business transactions with offices in California and New York City.

We offer the advantage of a highly focused, experienced legal team that understands business realities. Our practice is dedicated to helping businesses prosper. Providing cost-effective services without compromising quality.

As a transactions-focused firm, we provide legal guidance on all aspects of forming, sustaining and growing your business. Our clients range from small startups with big aspirations to established companies headquartered around the globe.

We share in our clients’ vision of success — whatever that looks like in the context of your business.

What do we do?

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Private Placement

In connection with a private placement of securities.  We prepare the private placement memorandum (“PPM”) to be delivered to qualified prospective investors and all other legal documents relating to the private placement. including “accredited investor” questionnaires and subscription agreements.
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Registered Public Offerings

We prepare the initial public offering documents, such as the Form S-1 Registration Statement (the “Registration Statement”), and interface with the SEC.  We work through its review process until the SEC declares the Registration Statement effective.

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Venue Capital Transactions

Provide legal advice and services in connection with all aspects of venture capital transactions (on the company side and investor side).

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Securities Regulation

Provide legal services to clients to assist with their ongoing compliance with applicable federal and state securities laws and regulations.  Including the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

What sets us apart?

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A wealth of legal experience

With more than 70 years of combined experience.  Our team of attorneys, leverage our collective strengths and knowledge to benefit clients.
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An Understanding of Business

We’re not just lawyers.  We are also entrepreneurs and business owners. We understand the realities of starting and running a business. This combination of legal, financial and business acumen gives us a deeper understanding of our clients’ concerns.
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A Personalized Approach

Your business matters to us. We take the time to understand the challenges, objectives, and day-to-day operations.
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A Shared Dedication to Your Success

Some of our proudest accomplishments are not only the numerous transactions we’ve brought to fruition. It’s the many long-term clients who return to us time and time again. Our success is inextricably tied to your success.

Latest News

DECEMBER 3, 2018

What is an Exemption from...

What is an “exemption from registration?” Regulation D’s Rule 504 and Rule 506 grant exemptions from...

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NOVEMBER 30, 2018

Is the Securities and...

Is the Securities and Exchange Commission Helping or Harming Cryptocurrency Entrepreneurs? Hester M. Pierce....

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NOVEMBER 30, 2018

SEC Charges Two Celebrities...

SEC Charges Two Celebrities with Unlawfully Touting Initial Coin Offerings On November 29, 2018, the...

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