Articles Posted in Public Offerings

Public Companies On Otc Markets Can Now Report With Regulation A+ Disclosure Regime
Corporate Securities Legal

Regulation A+ Offers Reporting Companies an Attractive Way to Raise Capital By Christopher A. Wilson Until January 31, 2019, Regulation A+ (“Reg. A”) was not available to reporting companies under the Securities and Exchange Act of 1932. However, in 2018 Congress mandated that the Securities and Exchange Commission (“SEC”) make reporting companies eligible to use…

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Spotify: The First Direct Public Offering To The Nyse
Corporate Securities Legal

Spotify, the giant music streaming service from Sweden, began public trading its shares on the New York Stock Exchange (NYSE) in April 2018, but not by the traditional route. In an initial public offering (IPO) a company would enlist the services of banks to prepare the required documents, convince selected investors of the value of…

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