Category Archives: Securitieslegal
The Removal of Restrictive Legends from Stock Certificates: How to Comply with Rule 144 as a Non-affiliate
How to Comply with Rule 144 as a Non-Affiliate What is Rule 144? Rule 144 [...]
03
Jan
Jan
SEC Charges Repeat Securities Law Violator
August 13, 2019 The Securities and Exchange Commission (“SEC”) charged Antonio Bravata, a repeat securities [...]
13
Aug
Aug
EXPERT HELP FOR YOUR PRIVATE PLACEMENT
We recently posted about the advantages of a Private Placement Memorandum (ppm), and the necessity [...]
23
May
May
Jobs Act of 2012
The JOBS (Jumpstart Our Business Startups) Act of 2012, is an amendment to both the [...]
09
May
May