Author Archives: Securities_Legal_Admin
Initial Public Offerings on the Rise
Initial Public Offerings are on the Rise On July 5, 2018, Marketwatch reported that the [...]
Expertise is Critical in Mergers & Acquisitions
Expertise is critical in mergers & acquisitions transactions Forbes Magazine recently published an article about [...]
When will a General Solicitation ruin your ability to rely on Rule 506(b)?
When will a general solicitation ruin your ability to rely on Rule 506(b)? Section 4(a)(2) [...]
SEC Enforcement on the Rise in 2018
SEC Enforcement is on the rise in 2018 The Securities and Exchange Commission recently released [...]
Entrepreneurs Need Term Sheets
According to Forbes, “The term sheet is one of the most critical documents an entrepreneur [...]
SEC Enforcement During the Government Shutdown
SEC Enforcement During the Government Shutdown. Is the SEC enforcing its laws right now? On [...]
Can You Ruin Your Exemption through a General Solicitation of Securities?
Can You Ruin Your Exemption through a General Solicitation of Securities? Section 4(a)(2) of Rule [...]
What is General Solicitation When Selling and Marketing Securities?
What is General Solicitation When Selling and Marketing Securities? General Solicitation is the act of [...]
SEC Suspends Cryptocurrency Offering
The Securities and Exchange Commission suspended trading in the securities of Nevada-based American Retail Group, [...]
Why you should have a PPM when raising to accredited investors.
Why you should have a Private Placement Memorandum when raising to accredited investors. There are [...]